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Canadian securities regulators

OANDA

David Grant Appointed as OANDA’s APAC COO

Industry NewsDecember 06, 2019

OANDA, New York based forex trading serving provider recently revealed in an announcement that it has made a new addition to its APAC region senior level leadership team. As per statement released by the firm…

British Columbia Securities Commission

Canadian Securities Regulators Publish IIROC Oversight Review Report

Без рубрикиApril 22, 2019

Toronto – The Canadian Securities Administrators (CSA) today released the Oversight Review Report of the Investment Industry Regulatory Organization of Canada (IIROC). The report evaluates whether IIROC has complied with the terms and conditions of its Recognition Orders,…

British Columbia Securities Commission

Canadian Securities Regulators Mark Fraud Prevention Month With…

Без рубрикиMarch 22, 2019

The Canadian Securities Administrators (CSA) is encouraging investors to research investment opportunities and educate themselves about the red flags of fraud during Fraud Prevention Month this March. CSA members across the country are highlighting the…

IIROC

Canadian Securities Regulators Consult on Regulatory Framework for…

Без рубрики

The Canadian Securities Administrators (CSA) and Investment Industry Regulatory Organization of Canada (IIROC) today published Joint Canadian Securities Administrators/Investment Industry Regulatory Organization of Canada Consultation Paper 21- 402 Proposed Framework for Crypto-Asset Trading Platforms. The…

British Columbia Securities Commission

Canadian Securities Regulators Publish Amendments to Finalize Alternative…

Без рубрикиOctober 08, 2018

Toronto - The Canadian Securities Administrators (CSA) today published amendments that establish a comprehensive Mutual Funds framework for alternative mutual funds (currently called commodity pools) and streamline the regulation of non-redeemable investment funds. "These amendments mark a new…

British Columbia Securities Commission

Canadian Securities Regulators Highlight Cross-Country Activities for Investor…

Без рубрикиOctober 06, 2018

MONTREAL - The Canadian Securities Administrators (CSA) will mark Investor Education Month this October with a variety of activities designed to help investors achieve a greater understanding of how to grow and protect their investments.…

Canadian securities regulators align to publish harmonized response…

Без рубрикиJune 22, 2018

CSA publishes reforms to put clients' interests first and indicate policy decision on embedded commissions Toronto - The Canadian Securities Administrators (CSA) today published two notices concerning investor protection initiatives. The first requests public comment on detailed reforms…

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