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OANDA, New York based forex trading serving provider recently revealed in an announcement that it has made a new addition to its APAC region senior level leadership team. As per statement released by the firm…
Canadian Securities Regulators Publish IIROC Oversight Review Report
Toronto – The Canadian Securities Administrators (CSA) today released the Oversight Review Report of the Investment Industry Regulatory Organization of Canada (IIROC). The report evaluates whether IIROC has complied with the terms and conditions of its Recognition Orders,…
Canadian Securities Regulators Mark Fraud Prevention Month With…
The Canadian Securities Administrators (CSA) is encouraging investors to research investment opportunities and educate themselves about the red flags of fraud during Fraud Prevention Month this March. CSA members across the country are highlighting the…
Canadian Securities Regulators Consult on Regulatory Framework for…
The Canadian Securities Administrators (CSA) and Investment Industry Regulatory Organization of Canada (IIROC) today published Joint Canadian Securities Administrators/Investment Industry Regulatory Organization of Canada Consultation Paper 21- 402 Proposed Framework for Crypto-Asset Trading Platforms. The…
Canadian Securities Regulators Publish Amendments to Finalize Alternative…
Toronto - The Canadian Securities Administrators (CSA) today published amendments that establish a comprehensive Mutual Funds framework for alternative mutual funds (currently called commodity pools) and streamline the regulation of non-redeemable investment funds. "These amendments mark a new…
Canadian Securities Regulators Highlight Cross-Country Activities for Investor…
MONTREAL - The Canadian Securities Administrators (CSA) will mark Investor Education Month this October with a variety of activities designed to help investors achieve a greater understanding of how to grow and protect their investments.…
Canadian securities regulators align to publish harmonized response…
CSA publishes reforms to put clients' interests first and indicate policy decision on embedded commissions Toronto - The Canadian Securities Administrators (CSA) today published two notices concerning investor protection initiatives. The first requests public comment on detailed reforms…