Broadridge Archives - The Industry Spread

Broadridge Launches Service to Address European SFTR Regulation

June 19, 2019

Securities Financing Transactions Regulation (SFTR), effective in Q2 2020, is part of the European Union’s implementation of the global effort to regulate shadow banking and increase transparency in the securities finance markets. The SFTR requires firms to solve questions around areas such as data sources, exception management flows (including counterparty interaction), and reporting vendor services.

Broadridge to Launch Investor Voting App

April 15, 2019

The Investor Voting App, which builds on the firm’s mobile voting feature launched in 2011, allows investors to vote directly and receive important regulatory and educational information relating to corporate direction.

Broadridge Launches Securities Lending Assessment Solution for Mutual Funds

April 6, 2019

The solution is currently being used by a number of clients including a tier-one global investment manager. Broadridge Financial Solutions has launched its firm-specific fund-by-fund comparative securities lending assessment solution for mutual fund companies and the boards that oversee their funds.

Broadridge Taps New Head of Sales, Signs Navy Federal for MBS Platform

March 15, 2019

The global Fintech leader and part of the S&P 500 Index, has appointed Manuel Baptista as Managing Director and Head of Sales. Broadridge signed the largest retail credit union in the US with over $97 billion in assets, Navy Federal Credit Union, to deploy its Mortgage-Backed Securities (MBS) Expert SaaS platform.