OANDA, New York based forex trading serving provider recently revealed in an announcement that it has made a new addition to its APAC region senior level leadership team. As per statement released by the firm…
Two Broker-Dealers to Pay $4.65 Million in Penalties…
Washington D.C., Sept. 16, 2019 — The Securities and Exchange Commission today announced that Stifel, Nicolaus & Co., Inc. has agreed to pay $2.7 million and BMO Capital Markets Corp. has agreed to pay $1.95…
Three Broker-Dealers to Pay More Than $6 Million…
Washington D.C., Dec. 10, 2018 — The Securities and Exchange Commission today announced that three broker-dealers have agreed to pay more than $6 million to settle charges for providing the SEC with incomplete and inaccurate…