US Securities and Exchange Commission - VALIC

BNY Mellon to Pay More Than $54 Million…

Washington D.C., Dec. 17, 2018 — The Securities and Exchange Commission today announced that BNY Mellon will pay more than $54 million to settle charges of improper handling of “pre-released” American Depositary Receipts (ADRs). ADRs…

US Securities and Exchange Commission - VALIC

Citibank to Pay More Than $38 Million for…

Washington D.C., Nov. 7, 2018 — The Securities and Exchange Commission today announced that Citibank N.A. has agreed to pay $38.7 million to settle charges of improper handling of “pre-released” American Depositary Receipts (ADRs). ADRs…