OANDA, New York based forex trading serving provider recently revealed in an announcement that it has made a new addition to its APAC region senior level leadership team. As per statement released by the firm…
Federal bank regulatory agencies and FinCEN improve transparency…
As a result of a working group established by the U.S. Department of the Treasury's Office of Terrorism and Financial Intelligence, the federal bank regulatory agencies and the U.S. Department of the Treasury's Financial Crimes…
FINRA Fines UBS $5 Million for Significant Deficiencies…
UBS to Pay $15 Million Total Fine to FINRA, SEC and FinCEN WASHINGTON - FINRA announced today that it has fined UBS Financial Services Inc. (UBSFS) $4.5 million and UBS Securities LLC (UBSS) $500,000 for…
Coinbase Appoints Jeff Horowitz As Chief Compliance Officer
Coinbase, one of the world's largest cryptocurrency exchanges has appointed Jeff Horowitz as Chief Compliance Officer as the company continues to expand into new markets, add new services such as Coinbase Custody, and acquire businesses, such as…
CFTC Commissioner Suggests SRO to Regulate Virtual Currency
A Commodities Futures Trading Commission (CFTC) Commissioner suggested that Self-Regulatory Organization may be necessary to provide some regulation over virtual. Commissioner Brian Quintenz made the comments at the Blockchain Summit in Washington D.C. “I also…