Fenergo

Mizuho Americas Taps Fenergo for KYC AML Process…

Fenergo, the leading provider of digital transformation, customer journey and client lifecycle management (CLM) solutions, announced today that Mizuho Americas has deployed Fenergo’s software to improve the customer onboarding experience and drive efficiencies, so that…

Danske Bank

Danske Bank Using Quantexa Following Change in AML…

Fortune 500 institution Danske Bank, with 3.3 million personal and business customers and over 2000 corporate and institutional customers, is announcing sweeping changes to its Anti-Money Laundering strategy, turning to London-headquartered analytics firm Quantexa to…

TruNarrative_kompany_partnership

RegTech platforms TruNarrative and kompany Partner to Enhance…

RegTech platform TruNarrative is partnering with kompany to add the Austrian RegTech’s comprehensive business verification and digital onboarding solutions to the TruNarrative App Store. The partnership will ensure TruNarrative’s diverse portfolio of clients can access…

eventus systems mercury

Mercury Derivatives Trading Partners with Eventus Systems for…

Eventus Systems, Inc., a leading global provider of multi-asset class trade surveillance and market risk solutions, today announced in a press-release that Mercury Derivatives Trading, a global futures proprietary trading firm has deployed Eventus’ Validus…

Ideal Prediction

Ideal Prediction Expands Board with New Advisors

Executives join from Broadway Technology and RBC Capital Markets Ideal Prediction (Ideal), the independent trading analysis and data science company for capital markets, has expanded its advisory Board with new members Jonathan Fieldman and Geoff…

Marex Spectron

US CFTC Charges Marex Spectron With Capital Deficiencies

The US Commodity Futures Trading Commission (CFTC) today issued orders filing and settling charges against Marex North America LLC, a registered futures commission merchant with its principal place of business in New York, New York,…

Finra

FINRA Fines Janney Montgomery Scott For Inaccurate Reports

Between October 1, 2014, and April 4, 2018, the firm submitted approximately 6.6 million inaccurate or incomplete Reportable Order Events (ROEs) to OATS. Broker-dealer Janney Montgomery Scott LLC has agreed to pay a $90,000 fine…

FCA

FCA Overdraft Changes: Payment holiday looms with some…

Around 26 million Brits use an overdraft each year. Overdrafts are either arranged or unarranged. An arranged overdraft is an agreement consumers reach with their bank that allows them to spend more than they have…

BAFIN DE

German Regulator Acts Against Trading Platform TradInvestor

BaFin prohibits unauthorised deposit operations and orders winding-up of this business. Germany's Federal Financial Supervisory Authority today confirmed that it has taken action against Ez Education which operates the trading platform “TradInvestor”. This follows the…