eventus systems mercury

Mercury Derivatives Trading Partners with Eventus Systems for…

Eventus Systems, Inc., a leading global provider of multi-asset class trade surveillance and market risk solutions, today announced in a press-release that Mercury Derivatives Trading, a global futures proprietary trading firm has deployed Eventus’ Validus…

Ideal Prediction

Ideal Prediction Expands Board with New Advisors

Executives join from Broadway Technology and RBC Capital Markets Ideal Prediction (Ideal), the independent trading analysis and data science company for capital markets, has expanded its advisory Board with new members Jonathan Fieldman and Geoff…

Marex Spectron

US CFTC Charges Marex Spectron With Capital Deficiencies

The US Commodity Futures Trading Commission (CFTC) today issued orders filing and settling charges against Marex North America LLC, a registered futures commission merchant with its principal place of business in New York, New York,…

Finra

FINRA Fines Janney Montgomery Scott For Inaccurate Reports

Between October 1, 2014, and April 4, 2018, the firm submitted approximately 6.6 million inaccurate or incomplete Reportable Order Events (ROEs) to OATS. Broker-dealer Janney Montgomery Scott LLC has agreed to pay a $90,000 fine…

FCA

FCA Overdraft Changes: Payment holiday looms with some…

Around 26 million Brits use an overdraft each year. Overdrafts are either arranged or unarranged. An arranged overdraft is an agreement consumers reach with their bank that allows them to spend more than they have…

BAFIN DE

German Regulator Acts Against Trading Platform TradInvestor

BaFin prohibits unauthorised deposit operations and orders winding-up of this business. Germany's Federal Financial Supervisory Authority today confirmed that it has taken action against Ez Education which operates the trading platform “TradInvestor”. This follows the…

FCA

FCA Highlights Concerns When Credit Firms Allow Repeat…

The review, which was completed prior to the coronavirus pandemic, highlights concerns about poor practices by some firms and notes that nearly half of consumers regretted borrowing more money. As firms in this sector begin to…

dgcx featured

DGCX Maintains Momentum into Second Half of the…

The Dubai Gold and Commodities Exchange (DGCX) has maintained its momentum into the second half of the year, as it continues to provide investors with a wide range of derivative products that allow them to…

FMA Featured

KiwiSaver Statements Starting to Help Members Take Action

A third of KiwiSaver members who read their annual statement this year recalled seeing their projected retirement lump sum, a Financial Markets Authority  survey has found. This year, for the first time, members’ statements included…

SET

SET News : SET Market Report for July…

BANGKOK, August 6, 2020 -- The Stock Exchange of Thailand (SET) Index at end-July closed at 1,328.53 points or a 0.8 percent decline from the previous month with various factors weighed on investors' sentiments including…