Verdict. Great Point Capital is the rarest thing in this category: a genuine SEC-registered broker-dealer, FINRA-approved since 2001, filing audited financials and holding $85.2m of net capital against a $126,600 requirement. It suits an experienced…
Japan's Financial Services Agency has 43 companies inside a live test of how banks settle tokenised deposits between one another, and the design that deserves scrutiny is the one nobody defends: in the second of…
Intercontinental Exchange, Inc. (NYSE:ICE), a leading operator of global exchanges and clearing houses and provider of data and listings services, today announced that ICE Benchmark Administration (“IBA”) has published a paper introducing the U.S. Dollar ICE Bank Yield Index…
FIA today released summary of Annual Trading Statistics activity in the global exchange-traded derivatives markets that showed record activity in 2018. The number of futures and options that changed hands on exchanges around the world rose…
· Experts hope democracies that have not signed the Paris Call of 12 November 2018 for Trust and Security in Cyberspace, including India and the US, will join the multistakeholder initiative · Attribution in the…
An assessment report published today concludes that Switzerland's legal, regulatory and oversight frameworks for financial market infrastructures (FMIs) are generally consistent with the Principles for financial market infrastructures(PFMI), with some exceptions. The Implementation monitoring of PFMI: Assessment…
FSI lobbies for a more business-friendly regulatory environment for the independent financial services firms and independent financial advisors. The appointment of Chris Perry adds further prestige to the Broadridge brand. Chris Perry, Broadridge's corporate senior…
[caption id="attachment_327141" align="alignleft" width="300"] Banque_de_France[/caption] Ladies and Gentlemen, Dear students, It is a pleasure to be at the ESSEC Centre d'excellence today to discuss the financial regulation and supervision issues raised by the impact of…
Following the 2008 crisis, reforms were needed in Europe's financial sector. The establishment of the single rulebook and the launch of the European Union's banking union with its rules and institutions constitute a commendable success…
Information received since the Federal Open Market Committee met in December indicates that the labor market has continued to strengthen and that economic activity has been rising at a solid rate. Job gains have been…