OANDA, New York based forex trading serving provider recently revealed in an announcement that it has made a new addition to its APAC region senior level leadership team. As per statement released by the firm…
ASIC Announces New Members of the Markets Disciplinary…
ASIC is pleased to announce the appointment of four new members of the Markets Disciplinary Panel (MDP). The MDP is a peer review panel that makes decisions about whether infringement notices should be given for…
UBS Securities Pays $120,000 Infringement Notice
UBS Securities Australia Limited (‘UBS’) has paid a penalty totalling $120,000 to comply with an infringement notice given by the Markets Disciplinary Panel (‘the MDP’). The MDP had reasonable grounds to believe that UBS contravened Rule 3.3.1(b)…