OANDA, New York based forex trading serving provider recently revealed in an announcement that it has made a new addition to its APAC region senior level leadership team. As per statement released by the firm…
SGX RegCo Consults on Proposed Enhancements to Securities…
Singapore Exchange Regulation (SGX RegCo) is seeking feedback on possible changes to the auction mechanism in the securities market, to consider their feasibility for implementation. The proposed enhancements are to prevent extreme price dislocations while…
Matthew Kulkin, DSIO Director, to Leave the CFTC
Washington, DC — The Commodity Futures Trading Commission (CFTC) announced today that Matthew Kulkin, Director of the CFTC’s Division of Swap Dealer & Intermediary Oversight (DSIO), will leave the agency later this summer. Since 2017, Kulkin…
Wedbush to Pay More Than $8.1 Million for…
Washington D.C., June 18, 2019 — The Securities and Exchange Commission today announced that Wedbush Securities Inc. will pay more than $8.1 million to settle charges for improper handling of "pre-released" American Depositary Receipts (ADRs).…
CFTC’s Division of Market Oversight Issues Statement on…
Washington, DC — The Commodity Futures Trading Commission’s (Commission) Division of Market Oversight (DMO) today issued the following statement. On February 1, 2019, ICE Futures U.S., Inc. (ICE or Exchange) self-certified[1] an amendment to ICE Rule 4.26…
DTCC Provides Vision for Central Clearing in the…
New paper proposes central clearing solutions to enhance resiliency and mitigate risks associated with bilateral clearing New York/London/Hong Kong/Singapore/Sydney, May 7, 2019 ‒ The Depository Trust & Clearing Corporation (DTCC), the premier post-trade market infrastructure for…
Giancarlo Releases Letter to Quarles on Phase Five…
Washington, DC — Commodity Futures Trading Commission (CFTC) Chairman J. Christopher Giancarlo sent a letter to Federal Reserve Board Vice Chairman Randal K. Quarles concerning Phase Five implementation requirements for initial margin on uncleared swaps, scheduled…
Canadian Securities Regulators Outline Next steps on the…
Toronto and Vancouver — The Canadian Securities Administrators (CSA) today set out next steps for a new integrated information and filing system (the Renewed System) for Canada’s capital markets. The Renewed System will replace the System…
CFTC Approves Proposed Rule to Improve Data Quality…
Washington, DC — The Commodity Futures Trading Commission (CFTC) today approved a proposed rule to improve the quality of swap data and to update and streamline regulations related to swap data repository (SDR) operations and governance.…