OANDA, New York based forex trading serving provider recently revealed in an announcement that it has made a new addition to its APAC region senior level leadership team. As per statement released by the firm…
SEC Announces Enforcement and Investor Education Initiatives to…
Washington D.C., June 3, 2019 — The Securities and Exchange Commission today announced two new education initiatives that will build on its ongoing efforts to protect retail investors. The Teachers’ Initiative and the Military Service…
SEC Obtains Emergency Order Halting Alleged Diamond-Related ICO…
Washington D.C., May 21, 2019 — The Securities and Exchange Commission today announced it has obtained a court order halting an ongoing $30 million ICO scheme targeting more than 300 investors in the U.S. and…
Financial Regulation in a Digital World
A speech by John Price, Commissioner, Australian Securities and Investments Commission at the Monash Centre For Commercial Law and Regulatory Studies Symposium, (Melbourne, Australia) 12 November 2018 Introduction Good afternoon everyone – thanks to Monash for…
DFSA Board Appoints Bryan Stirewalt as Next Chief…
The Board of Directors (“Board”) of the Dubai Financial Services Authority (“DFSA”) has today announced, following a global search, the appointment of Bryan Stirewalt as the next Chief Executive of the DFSA. Bryan will succeed…
Strengthening the European Financial Industry amid Disruptive Global…
Speech by Yves Mersch, Member of the Executive Board of the ECB, at the European Institute of Financial Regulation (EIFR), Paris, 3 September 2018 Europe’s financial industry still faces a number of challenges. Its continued…