OANDA, New York based forex trading serving provider recently revealed in an announcement that it has made a new addition to its APAC region senior level leadership team. As per statement released by the firm…
US CFTC Charges Marex Spectron With Capital Deficiencies
The US Commodity Futures Trading Commission (CFTC) today issued orders filing and settling charges against Marex North America LLC, a registered futures commission merchant with its principal place of business in New York, New York,…
CFTC Advisory Warns Customers to Carefully Assess Precious…
Washington, D.C. — The Commodity Futures Trading Commission today issued a Customer Advisory educating the public about unregistered gold and silver dealers advising investors to use relaxed rules under the Coronavirus Aid, Relief, and Economic Security…
Political experts weigh in on FTT, CFTC reauthorization…
US President Donald Trump would lose in a landslide if the election was held today, according to the analysis of Charlie Cook, editor and publisher of the Cook Political Report, who spoke in an exclusive virtual event for FIA members. As a result, there…
CFTC Awards Approximately $9 Million to Whistleblower
Washington, D.C. — The Commodity Futures Trading Commission today announced an award of approximately $9 million to a whistleblower whose specific, credible, and timely tip led the Commission to open an investigation and ultimately bring a…
Reflecting on Dodd/Frank after Ten Year Anniversary
Two people intimately involved in helping to craft the legislation, say that Dodd/Frank has functioned well. Dawn Stump and Dan Berkovitz are both now Commissioners on the Commodity Futures Trading Commission (CFTC). They recently joined…
CFTC Approves Final Cross-Border Swaps Rule and an…
Washington, D.C. — The Commodity Futures Trading Commission at its open meeting today approved a final rule on the cross-border application of certain swap provisions under the Commodity Exchange Act (CEA). This completes another principal…
CFTC Announces Whistleblower Awards Totaling More Than $1…
Washington, D.C. — The Commodity Futures Trading Commission - CFTC today announced it will award more than $1 million to two whistleblowers who voluntarily provided original information that led the Commission to bring a successful…
Finance Leading in COVID Recovery
In a reversal of fortune, the financial sector has been leading in solving the current crisis. Charlotte Crosswell has an extensive resume with stops at Goldman Sachs, the NASDAQ, and others. She is currently the…