Latest News for Risk and Regulation
Speech by Guy Debelle on 30 January 2017
ASIC has today released a consultation paper proposing to consolidate and clarify Australia’s market integrity rules. There are currently 14 market integrity rule books that set out obligations and prohibitions applying to activities and conduct on eight licensed financial markets. Collectively, these rule books amount to more than 1,300 pages of regulation, and a further […]
Speech by Yves Mersch, Member of the Executive Board of the ECB.
ASIC has announced more leeway for fintech startups.
A GAIN Capital employee has pleaded guilty on two charges of dishonestly using his position as an employee.